If you have suffered losses with stockbroker David Zupek of Racine, Wisconsin, please call Kons Law Firm today at (860) 920-5181 for a FREE Consultation regarding your investment loss recovery options.
David “Dave” Zupek has had 6 Customer Disputes
Since 2004, David Zupek has had 6 customer disputes as reflected on his BrokerCheck CRD. The most recent one came in April 2020, in which the customer alleged breach of contract, fraud, misrepresentation, breach of fiduciary duty and violation of FINRA rules. The investments allegedly at issue are GPB Auto and GPB Waste. The clients are seeking more than $145,000 in damages.
David Zupek Investors May Have Investment Loss Recovery Options
Fortunately for those investors who invested with David Zupek, they may be able to pursue recovery their investment losses through FINRA arbitration or securities litigation. In the securities industry, when a stockbroker sells investments, the brokerage firms have a regulatory duty to supervise its stockbrokers and the securities transactions they enter into to ensure that the investments recommended their broker were suitable. If the investments recommended by David Zupek were not suitable, the brokerage firm he was registered with may be liable to the investor for the losses that they have suffered.
How Can I Recover Money from my investments with Dave Zupek?
If you are an investor that has suffered losses investing with David Zupek, you may be able to pursue recovery of your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (860) 920-5181 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Firm represents investors throughout the US in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentlossattorney.com.