If you have suffered losses with former stockbroker Gary J. Chackman, call today for a FREE Consultation regarding your investment loss recovery options.
According to FINRA reports, Gary J. Chackman has been permanently barred from the securities industry by the Financial Industry Regulatory authority (FINRA) and is currently under investigation by FINRA and the United States Securities and Exchange Commission (SEC) for allegedly recommending the sale of unsuitable and illiquid investments, in particular real estate investment trusts (REITS) and other alternative investments while registered with Heritage Capital, LLC based in Woodbridge, Connecticut and with his former broker-dealer, Summit Brokerage Services, Inc. based in Baltimore, Maryland.
Because alternative investments are risky and largely illiquid investments, broker-dealers and stockbrokers have an obligation to carefully monitor and limit the purchase of alternative investments in an investor’s account to ensure that the investor’s account is not over concentrated in alternative investments compared to the investor’s liquid net worth.
If you are an investor who has suffered losses investing with Gary J. Chackman, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (312) 757-2272 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentlossattorney.com.