If you have invested with Highland Park, Illinois-based stockbroker Mark Joseph Flanagan, call Chicago-based Kons Law Firm at (312) 757-2272 today for a FREE Consultation regarding your investment loss recovery options.
According to a recent FINRA report, Mark Joseph Flanagan has several customer disputes alleging, among other things, unauthorized trading, unauthorized use of margin, and unsuitable purchases. Mr. Flanagan is currently suspended by FINRA for failing to respond to a FINRA request for information. Prior to that, he was a FINRA registered representative of Citigroup Global Markets Inc. with office located in Highland Park, IL.
Stockbrokers like Mark Flanagan have a regulatory obligation to only recommend or engage in transactions that are suitable for their customers and to ensure that any recommendation to purchase investment products are suitable for the needs of each customer.
In addition, brokerage firms like the firms that Illinois broker Mark Flanagan was registered with have a regulatory duty to strictly supervise stockbrokers. In cases where a stockbroker sells securities that are not suitable for their customers, the brokerage firm itself may be held liable for the losses the investors suffer. As a result, investors who lost money with stockbroker Mark Flanagan may be able to recover their investment losses through FINRA arbitration.
If you are an investor that has suffered losses investing with Mark Joseph Flanagan, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (312) 757-2272 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentlossattorney.com.