If you have lost money investing with former Ohio stockbroker Christopher Todd Wendel, please call Kons Law Offices at (312) 757-2272 for a FREE, NO OBLIGATION CONSULTATION for your investment loss recovery options.
According to a recent FINRA report, former Celina, Ohio-based Christopher Todd Wendel has discharged from SA Stone Wealth Management Inc. following an investigation that revealed that he was allegedly selling a non-approved product, which led to his discharge for violating a firm policy regarding “selling away”.
Brokerage firms like the one that Christopher Todd Wendel was registered with have a strict regulatory duty to properly supervise financial advisors like Christopher Wendel to ensure that they follow FINRA rules and only sell securities approved by the firm. In cases where a stockbroker sells securities not-approved by the firm, the brokerage firm itself may be held liable for “selling away” if investors suffer losses in unapproved investments. As a result, investors who lost money with Christopher Wendel may be able to pursue recovery their investment losses through FINRA arbitration.
If you are an investor that has suffered losses investing with former Celina, Ohio-based financial advisor Christopher Wendel, you may be able to pursue recovery of your losses through FINRA arbitration or securities litigation. Please call Kons Law Offices at (312) 757-2272 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Offices represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentlossattorney.com.