Kons Law Firm, LLC is investigating Norwalk, Connecticut based CPA James E. Neilsen and Ulysses Partners, LLC for the sale of promissory notes to investors. The firm is actively investigating the loss recovery options that investors and CPA clients of James E. Neilsen may have, and encourages investors with or ... Read More
Mar
15
Mar
15
Investors who have suffered losses with Jane O'Brien, a former Smith Barney and Merrill Lynch broker, may be able to recover their investment losses through FINRA arbitration or securities litigation. Jane O'Brien, who is currently serving a 33-month sentence for securities fraud, faces charges for allegedly misappropriating client funds. From ... Read More
Mar
15
Investors who have suffered losses in variable annuities contracts they purchased Michael Horowitz or Moshe Marc Cohen, may be able to recover their investment losses through FINRA arbitration or securities litigation. According to a recent SEC litigation matter, Michael A. Horowitz, a broker who lives in Los Angeles, allegedly developed ... Read More
Mar
15
Kons Law Firm, LLC is currently representing several investors in a FINRA arbitration proceeding against San Antonio, TX based financial advisor Matthew A. Bell and his brokerage firms regarding the investment losses that various investors suffered in certain penny stocks, including Location Based Technologies (LBAS), Codesmart Holdings (ITEN), Towerstream Corporation ... Read More
Mar
15
Kons Law Firm, LLC has filed its first FINRA arbitration claim against San Antonio, TX based financial advisor Matthew A. Bell and his brokerage firms regarding the investment losses that various investors suffered in certain penny stocks, including Location Based Technologies (LBAS), Codesmart Holdings (ITEN), Towerstream Corporation (TWER), and Evergreen ... Read More
Mar
15
Investors who suffered losses investing with Matthew A. Bell in various penny stocks such as Location Based Technologies (LBAS), Codesmart Holdings (ITEN), Towerstream Corporation (TWER), Evergreen Solar (ESLQR), and/or Patriot Coal Corporation (PCXCQ) may be able to recover their investment losses through FINRA arbitration or securities litigation. Matthew A. Bell ... Read More
Jan
31
Investors who have suffered losses in private real estate investments that they purchased from Stephen Michael Brown may be able to recover their investment losses through FINRA arbitration or securities litigation. Stephen Michael Brown was employed as a broker with LPL Financial, LLC from July 1989 until May 2009 and ... Read More
Jan
24
Investors who have purchased promissory notes or investment agreements in Ulysses Partners, LLC that were recommended by James E. Neilsen and/or Ulysses Partners may be able to recover investment losses that they may have suffered through FINRA arbitration or securities litigation. The Connecticut Banking Commissioner has recently entered a cease ... Read More
Oct
02
On September 30, 2013, FINRA Issued a Cease and Desist Order Against John Carris Investments and CEO George Carris for allegedly engaging in Fraud and Stock Manipulation. In particular, FINRA’s Cease-and-Desist Order against John Carris Investments, LLC (JCI) and its CEO, George Carris sought to to immediately halt solicitations of ... Read More
Oct
02
On September 30, 2013, FINRA Issued a Cease and Desist Order Against John Carris Investments and CEO George Carris for allegedly engaging in Fraud and Stock Manipulation. In particular, FINRA’s Cease-and-Desist Order against John Carris Investments, LLC (JCI) and its CEO, George Carris sought to to immediately halt solicitations of ... Read More