Investors who have suffered losses with Jane O’Brien, a former Smith Barney and Merrill Lynch broker, may be able to recover their investment losses through FINRA arbitration or securities litigation.
Jane O’Brien, who is currently serving a 33-month sentence for securities fraud, faces charges for allegedly misappropriating client funds. From June 1995 to April 2013, Jane O’Brien convinced several clients to take money out of their bank and brokerage accounts and to give the money to her to invest in private placement investments. Instead of investing the money, Ms. O’Brien allegedly used the money for personal expenses and to pay back other investors. Ms. O’Brien also allegedly took personal loans from customers without approval from Merrill Lynch.
If you are an investor that has purchased private placements or otherwise invested monies with Jane O’Brien, you may be able to recover your losses through FINRA arbitration or securities litigation. Please contact Kons Law Firm at (312) 757-2272 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentlossattorney.com.