If you have suffered investment losses with Marietta, Georgia stockbroker Sean Kelly, call (312) 757-2272 today for a FREE Consultation regarding your investment loss recovery options.
Sean Kelly Investment Fraud Recovery Options
On October 30, 2018, the Securities and Exchange Commission announced that it has obtained a court order halting an ongoing fraud perpetrated by a Sean Kelly – a Marietta, Georgia-based stockbroker and several companies he controlled.
The SEC’s complaint alleges that Sean Kelly used his companies, Lion’s Share Financial of East Cobb, Inc., Lion’s Share & Associates, Inc., and Lionsshare Tax Services, LLC, to raise at least $1 million from 12 investors, including elderly retirees, promising that he would invest their funds in a variety of investment products including private placements and real estate funds. Rather than investing the money, Sean Kelly allegedly spent it on personal expenses including Super Bowl tickets, luxury vacations, and cash withdrawals. As alleged by the SEC, Sean Kelly continued to steal money from investors even after having received an SEC subpoena, and did not show up for his scheduled testimony after informing the SEC’s staff that he would show up and “come clean.”
Sean Joseph Kelly Victims May Have Investment Loss Recovery Options
If you have suffered losses with Marietta, Georiga stockbroker Sean Kelly, you may be able to pursue recovery of those losses through FINRA arbitration. Brokerage firms have a regulatory duty to supervise its brokers like Sean Kelly to ensure that securities are suitable for investors, and that they are adhering to state and federal securities laws. Brokerage firms may be held liable to investors who suffer losses if such supervision is negligent. In those instances, investors can pursue recovery through FINRA arbitration.
How Can I Recovery Money from Marietta, Georgia Stockbroker Sean Kelly
If you are an investor who has suffered losses investing with Sean Kelly,
Lion’s Share Financial of East Cobb, Inc., Lion’s Share & Associates, Inc., and Lionsshare Tax Services, LLC, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Offices at (312) 757-2272 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Offices represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentlossattorney.com.