If you have invested with Ann Arbor, Michigan-based stockbroker Steven Michael Knowlton (CRD#4527446), call today for a FREE Consultation regarding your investment loss recovery options.
According to a recent FINRA report, Steven Knowlton has multiple customer disputes on his CRD showing claims of unsuitable investing, churning, fraudulent misrepresentation, fraud violations of state blue sky laws & federal securities law, and negligence. Stockbroker Steven Knowlton has had 12 disclosures in his 15 years of experience within 3 firms, most recently IMS Securities, Inc. located in Ann Arbor, Michigan.
Stockbrokers like Steve Knowlton have a regulatory duty to ensure that any recommendation to purchase specific types of investments are suitable for the needs of each customer. Both stockbrokers and the brokerage firms they are registered with may be held liable for investment recommendations that are unsuitable for clients.
If you are an investor that has suffered losses investing with Steven Michael Knowlton, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Offices at (312) 757-2272 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Offices represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentlossattorney.com.