If you have suffered investment losses with Scottsdale, Arizona stockbroker John Catalfio, call (312) 757-2272 for a FREE, NO OBLIGATION consultation regarding your investment loss recovery options.
According to FINRA reports, John Catalfio was previously involved in a customer complaint in which he allegedly made an unsuitable recommended to a customer in a private placement convertible note for Olympus Pacific Minerals, Inc. (now “Besra Gold, Inc”.). Penny stocks and private placements are considered to be risky (and in some cases speculative) investments which may not be suitable for all investors. Stockbrokers like John Catalfio have a regulatory duty to ensure that any recommendation to purchase penny stocks or private placements is suitable for the needs of each customer. Both stockbrokers and their brokerage firms may be held liable for investment recommendations that are unsuitable for clients.
If you are an investor who has suffered losses investing with John W, Catalfio, you may be able to pursue recovery of your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (312) 757-2272 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentlossattorney.com.