If you have suffered losses with Texas-based Steven J. Hiles, call today for a FREE Consultation regarding your investment loss recovery options.
According to FINRA reports, Steven Hiles was terminated in February 2015 from his broker-dealer, NY Life Securities LLC after declining to respond to the broker-dealer’s request for information regarding a customer complaint in which the customer alleged that he gave Steve Hiles $65,000 to invest and that Mr. Hines did not respond to inquiries regarding his portfolio and specifically regarding how the funds were invested. In April, FINRA suspended Steven Hiles for three months, during which Mr. Hines cannot sell any securities, for failing to respond to FINRA’s request for information.
If you are an investor who has suffered losses investing with Steven J. Hiles, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Offices at (312) 757-2272 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Offices represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentlossattorney.com.