If you have suffered losses investing with former stockbroker Thomas M. Hogle, you may be able to recover your loses through FINRA arbitration or securities litigation.
According to a FINRA report, Thomas M. Hogle was recently barred by FINRA for allegedly failing to cooperate with an invesitgation relating to allegations that he made unsuitable investment recommendations to a 101 year old customer.
Stockbrokers like Thomas Hogle have a regulatory obligation to recommend investments that are suitable for their customers. In addition, brokerage firms like the firm Tom Hogle was registered with have a regulatory duty to strictly supervise stockbrokers. In cases where a stockbroker sells securities that are not suitable for their customers, the brokerage firm itself may be held liable for the losses the investors suffer. As a result, investors who lost money with stockbroker Thomas Hogle may be able to recover their investment losses through FINRA arbitration.
If you are an investor that has suffered losses investing with Thomas (“Tom”) Hogle, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (312) 757-2272 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentlossattorney.com.