If you have suffered trading losses with Buffalo, New York stockbroker Raymond T. Clark, call (312) 757-2272 for a FREE, NO OBLIGATION consultation regarding your investment loss recovery options.
According to FINRA reports, Raymond T. Clark was permanently barred from the securities industry in March 2015 by the Financial Industry Regulatory authority (FINRA) following his failure to comply with FINRA’s request for information regarding multiple customer complaints while employed by Dynasty Capital Partners, Inc. The clients alleged that Mr. Clark excessively traded in their accounts and traded in their accounts without their authorization. Additionally, Raymond Clark was named in several customer complaints while employed by his former broker-dealers J.P. Turner & Co., LLC and Global Capital Securities Corporation (formerly known as EBI Securities) for allegedly engaging in unauthorized trades, misrepresentation, fraud and breach of his fiduciary duty.
If you are an investor who has suffered losses investing with Raymond T. Clark, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (312) 757-2272 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentlossattorney.com.