If you have suffered trading losses with New York, New York-based stockbroker Alain J. Florestan, call today for a FREE Consultation regarding your investment loss recovery options.
According to FINRA reports, Alain J. Florestan (CRD# 2818942) is being investigated by the Financial Industry Regulatory Authority for allegedly making unsuitable recommendations of a trading investment strategy to his customers when Mr. Florestan himself did not understand the risks of the investment strategy or the impact the staggering commissions and fees generated by the strategy would have on his customers’ accounts. As a result of the unsuitable recommendations, Alain Florestan’s customers accounts suffered over $1.1 million in realized trading losses while paying over $1 million in commissions and fees.
Mr. Florestan was suspended by FINRA in July 2015 and is currently not licensed to act as a stockbroker. Alain was formerly registered with Caldwell International Securities from April 2012 until May 2015.
If you are an investor who has suffered losses investing with Alain Florestan, you may be able to recover your losses through FINRA arbitration or securities litigation. Please call Kons Law Firm at (312) 757-2272 for a FREE, NO OBLIGATION consultation to discuss your investment loss recovery options.
Kons Law Firm represents investors nationwide in securities arbitration and litigation matters. To learn more about the Firm’s securities litigation and FINRA arbitration practice, please visit www.investmentlossattorney.com.