If you have suffered losses with former stockbroker James Daughtry of Dothan, Alabama, call Kons Law Firm today at (860) 920-5181 for a FREE Consultation regarding your investment loss recovery options. James Blake Daughtry is Barred from the Securities Industry In March 2020, James Daughtry was barred by FINRA for ... Read More
Jun
02
May
29
If you have suffering losses investing in private securities transactions with broker Nicholas Palumbo, call (860) 920-5181 today for a FREE Consultation regarding your investment loss recovery options. Nicholas Palumbo Private Securities Transactions Investment Loss Recovery Options On April 17, 2020, FINRA reported that Nicholas (Nick) Palumbo was permitted to ... Read More
Sep
21
If you have lost money investing with former Ohio stockbroker Christopher Todd Wendel, please call Kons Law Firm at (312) 757-2272 for a FREE, NO OBLIGATION CONSULTATION for your investment loss recovery options. According to a recent FINRA report, former Celina, Ohio-based Christopher Todd Wendel has discharged from SA Stone Wealth ... Read More
Oct
26
If you have suffered trading losses with Clearwater, Florida-based stockbroker Dennis M. Merritt (CRD#1748115), call today for a FREE Consultation regarding your investment loss recovery options. According to FINRA reports, FINRA is currently investigating Dennis Merritt for allegedly "selling away" and has made a preliminary determination to sanction Mr. Merritt. ... Read More
Oct
25
If you have suffered trading losses with former Brea, California-based stockbroker Eric W. Kuchel, call today for a FREE Consultation regarding your investment loss recovery options. According to FINRA reports, Eric W. Kuchel is being investigated by the Financial Industry Regulatory Authority (FINRA) in connection with the alleged unsuitable recommendation ... Read More
Jun
12
If you have suffered trading losses with Boca Raton, Florida-based stockbroker Bimal K. Shah, call today for a FREE Consultation regarding your investment loss recovery options. According to FINRA reports, Bimal K. Shah (CRD# 2685812) was terminated by his brokerage firm, Sterne Agee Financial Services, Inc. in December 2015 for ... Read More
Jan
12
If you have suffered trading losses with former Quincy, Massachusetts-based stockbroker Patrick J. Sands, call today for a FREE Consultation regarding your investment loss recovery options. According to FINRA reports, in November 2015, stockbroker Patrick J. Sands (CRD# 3174326) was terminated by his former broker-dealer, Merrill Lynch, Pierce, Fenner & ... Read More
Mar
27
According to a recent FINRA report, Barry George Hartman was recently terminated by his brokerage firm, FSC Securities, for allegedly participating in an undisclosed outside business activity and participating in an undisclosed private securities transaction. Upon information and belief, Barry Hartman was stockbroker registered with FSC Securities and did business ... Read More
Mar
18
If you have invested with Jerry Chancy you may be able to recover your loses through Financial Industry Regulatory Authority (FINRA) arbitration or securities litigation. According to a FINRA report, Jerry Chancy, without admitting or denying the findings, consented to the sanctions and entry of findings that he refused to ... Read More
Mar
04
If you have suffered losses investing with Patric K. Baccum (aka Khanh Sengpraseuth) or in promissory notes issued by The Moret Group, The PR Group, the Precision Research Group, you may be able to recover your losses through FINRA arbitration or securities litigation. Upon information and belief, Patric Ken Baccum ... Read More