Kons Law Firm, LLC is currently representing over 20 investors in FINRA arbitration against San Antonio, TX based financial advisor Matthew A. Bell and his brokerage firms regarding the investment losses that various investors suffered in certain penny stocks, including Location Based Technologies (LBAS), Codesmart Holdings (ITEN), Towerstream Corporation (TWER), ... Read More
Jul
22
Jun
04
If you have lost money investing with Jason A. Muskey or Muskey Financial Services, you may be able to recover your losses through FINRA arbitration. Based on recent reports, Jason A. Muskey (CRD# 3061013), a Moosic, Pennsylvania financial advisor, is allegedly under a Federal investigation for potentially operating a securities ... Read More
May
27
If you have lost money investing with Reniero Francisco or in Arista, LLC, you may be able to recover your losses through FINRA arbitration or securities litigation. The Financial Industry Regulatory Authority (FINRA) recently barred Reniero Francisco, a broker with LPL Financial, LLC for his alleged failure to cooperate with ... Read More
Oct
02
On September 30, 2013, FINRA Issued a Cease and Desist Order Against John Carris Investments and CEO George Carris for allegedly engaging in Fraud and Stock Manipulation. In particular, FINRA’s Cease-and-Desist Order against John Carris Investments, LLC (JCI) and its CEO, George Carris sought to to immediately halt solicitations of ... Read More
Jul
18
Investors who invested in Energae LP and/or I-Lenders, LLC on the recommendation of Darrell Duane Smith may be able to recover their losses through FINRA arbitration. On April 10, 2013, the Iowa Department of Insurance issued a cease and desist order against Darrell D. Smith, Energae LP, and I-Lenders LLC ... Read More
Jul
03
Investors who lost money investing with Burim Turkaj may be able to recover their losses through securities arbitration. According to news reports, Burim Turkaj was recently charged with four counts of theft from the elderly, four counts of criminal use of personal ID information and one count of fraudulent use ... Read More
Jun
11
Investors who invested with Robert A. Gist, ENCAP Technologies, and/or Gist, Kennedy & Associates may be able to recover their losses through securities litigation or arbitration. According to a recent FINRA disciplinary report, Robert A. Gist was permanently barred by FINRA for allegedly misappropriating several million dollars from approximately 30 ... Read More
Mar
13
Investors who have suffered investment losses investing with Philip D. Horn through his former brokerage firm, Wells Fargo Advisors, LLC, may be able to recover their investment losses through FINRA arbitration. According to recent criminal court filings, Philip Horn recently plead guilty to defrauding more than a ten Wells Fargo ... Read More
Nov
05
Investors who have suffered losses investing with WR Rice Financial Services, its owner Joel Wilson, or other representatives registered with WR Rice Financial may be able to recover their investment losses through FINRA Arbitration. According to a FINRA press release, FINRA filed for a temporary cease-and-desist order to halt allegedly ... Read More
Oct
29
Investors who have suffered losses investing with Vincent Thakur Singh or his firms, which include the Perfect Financial Group, Acceptance Capital Mortgage Corporation, or Acceptance Capital may be able to recover their investment losses through FINRA arbitration. According to an FBI press release, Vincent Singh, formerly of Elk Grove, California, ... Read More